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EASTERN CO — Director's Dealing 2003
Aug 18, 2003
33928_dirs_2003-08-18_bab45793-9d46-4402-a604-d5d313c9a93e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2003-08-14
Reporting Person: MCMILLEN RUSSELL G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-14 | Common Stock | S | 500 | $15.05 | Disposed | 0 | Direct |
| 2003-08-18 | Common Stock | S | 4427 | $15.00 | Disposed | 131113 | Direct |
| 2003-08-15 | Common Stock | S | 22 | $15.05 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1997-09-17 | Non-qualified stock option | $9.92 | A | 0 | Acquired | 2007-10-17 | Common Stock (22500) | Direct |
| 1998-09-09 | Non-qualified stock option | $14.00 | A | 0 | Acquired | 2008-10-09 | Common Stock (15000) | Direct |
| 1999-12-15 | Non-qualified stock option | $15.25 | A | 0 | Acquired | 2010-01-15 | Common Stock (12500) | Direct |
Footnotes
F1: 500 shares were sold in the open market at $15.05 per share on August 14, 2003.
F2: 4,427 shares were sold in the open market at $15.00 per share on August 18, 2003.
F3: 22 shares held by Spouse as custodian for Lois L. McMillen were sold in the open market at $15.05 per share on August 15, 2003.
F4: Original 9/17/1997 option was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option is now 22,500 shares at $9.92 per share.
F5: Original 9/9/1998 opiton was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option is now 15,000 shares at $14.00 per share.