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EAST WEST BANCORP INC Director's Dealing 2021

Mar 11, 2021

30416_dirs_2021-03-10_c4829487-9f17-4aae-99ab-bc49bf38f63c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EAST WEST BANCORP INC (EWBC)
CIK: 0001069157
Period of Report: 2021-03-08

Reporting Person: NG DOMINIC (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-08 Common Stock A 110826 Acquired 723405 Direct
2021-03-08 Common Stock F 52999 $76.79 Disposed 670406 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6866 Indirect

Footnotes

F1: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.

F3: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

F4: As of March 8, 2021.