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EAST WEST BANCORP INC Director's Dealing 2014

Mar 12, 2014

30416_dirs_2014-03-11_add2fd71-b240-43e5-9337-3f8a8eb5cbc3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EAST WEST BANCORP INC (EWBC)
CIK: 0001069157
Period of Report: 2014-03-07

Reporting Person: GOUW JULIA S (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-07 Common Stock M 3246 Acquired 255302 Direct
2014-03-07 Common Stock F 1127 $36.85 Disposed 254175 Direct
2014-03-07 Common Stock M 11900 Acquired 266075 Direct
2014-03-07 Common Stock F 4204 $36.85 Disposed 261871 Direct
2014-03-07 Common Stock S 20000 $36.8376 Disposed 241871 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-07 Ratable-Vesting Restricted Stock Units $ M 3246 Disposed Common Stock (3246) Direct
2014-03-07 Cliff-Vesting Restricted Stock Units $ M 11900 Disposed Common Stock (11900) Direct
2014-03-07 Performance-Based Restricted Stock Units $ A 27137 Acquired Common Stock (27137) Direct

Footnotes

F1: A total of 20,000 shares were sold at a weighted average price of $36.8376

F2: Restricted Stock Units vest in three annual installments beginning March 7, 2012. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock. Vesting was also subject to meeting pre-established earning goals.

F3: Performance Based Restricted Stock Units vest in 3 years. Number of vested units was based on meeting performance criteria. 11,900 units were for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock.

F4: Performance Based Restricted Stock Units vest in 3 years. Number of units that will vest depends on meeting performance criteria. 27,137 units are for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock.