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EAGLE MATERIALS INC — Director's Dealing 2012
Dec 5, 2012
30774_dirs_2012-12-05_23bdc618-5c41-4490-aba0-cd15178aedd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EAGLE MATERIALS INC (EXP)
CIK: 0000918646
Period of Report: 2012-12-03
Reporting Person: Graass James H (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | M | 15000 | $11.7639 | Acquired | 126113 | Direct |
| 2012-12-03 | Common Stock | S | 10000 | $53.6000 | Disposed | 116113 | Direct |
| 2012-12-03 | Common Stock | S | 5000 | $53.7000 | Disposed | 111113 | Direct |
| 2012-12-04 | Common Stock | M | 10000 | $11.7639 | Acquired | 121113 | Direct |
| 2012-12-04 | Common Stock | S | 5000 | $53.8000 | Disposed | 116113 | Direct |
| 2012-12-04 | Common Stock | S | 5000 | $53.9000 | Disposed | 111113 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-03 | Non-qualified Stock Option (Right to Buy) | $11.76390 | M | 15000 | Disposed | 2013-05-08 | Common Stock (15000) | Direct |
| 2012-12-04 | Non-qualified Stock Option (Right to Buy) | $11.76390 | M | 10000 | Disposed | 2013-05-08 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 610 | Indirect |
| Common Stock | 543 | Indirect |
| Restricted Common Stock Units | 4210.3064 | Direct |
Footnotes
F1: The reported transactions were effected for tax planning purposes.
F2: Reflects the inclusion of restricted shares inadvertently omitted from the reporting person's Form 4 filed on May 7, 2012 ("Original Form 4"). The number of securities reported on the Original Form 4 inadvertently reflected only the increase in shares held as a result of the lapsing of the restrictions on the first one-fifth of the earned restricted stock. In order to be consistent with the reporting of other earned restricted share awards, the reporting person is including the entire earned restricted stock amount in the holdings, subject to the schedule for the lapsing of restrictions on the remaining shares as stated in footnote (1) of the Original Form 4.
F3: Shares vested upon achievement of certain levels of operating earnings and return on average net assets.