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E-Commodities Holdings Limited — Share Issue/Capital Change 2017
May 5, 2017
50127_rns_2017-05-05_07fa5b95-a4a3-4e41-a2ff-9c5c9e09e545.pdf
Share Issue/Capital Change
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For Main Board and GEM listed issuers
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Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 30/04/2017
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer E-Commodities Holdings Limited Date Submitted 05/ 05/2017
- I. Movements in Authorised Share Capital
| 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | |||
|---|---|---|---|---|---|
| (1) Stock code : 1733 Description : Ordinary Shares No. of ordinary shares Par value (State currency) Balance at close of preceding month 6,000,000,000 N/A Increase/(decrease) N/A N/A Balance at close of the month 6,000,000,000 |
Ordinary Shares | Authorised share capital (State currency) N/A N/A N/A |
|||
| Par value (State currency) N/A N/A |
|||||
| (2) Stock code : N/A Description : No. of ordinary shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
Authorised share capital (State currency) |
||||
| Par value (State currency) |
For Main Board and GEM listed issuers
2. Preference Shares
| 2.PreferenceShares | 2.PreferenceShares | 2.PreferenceShares | 2.PreferenceShares | 2.PreferenceShares | 2.PreferenceShares |
|---|---|---|---|---|---|
| Stock code : N/A Description : No. of preference shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
Authorised share capital (State currency) |
||||
| Par value (State currency) |
|||||
| 3.OtherClasses ofShares | |||||
| Stock code : N/A Description : No. of other classes of shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
Authorised share capital (State currency) |
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| Par value (State currency) |
|||||
| Total authorised share capital at the end currency): |
of the month_(State_ | 6,000,000,000 ordinary shares (with no par value) |
For Main Board and GEM listed issuers
II. Movements in Issued Share Capital
| Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month |
No. of ordinary shares (1) (2) |
No. of ordinary shares (1) (2) |
No of preference shares |
No. of other classes of shares |
|---|---|---|---|---|
| 3,093,167,319 64,131,037 3,157,298,356 |
N/A N/A N/A |
N/A N/A N/A |
N/A N/A N/A |
III. Details of Movements in Issued Share Capital
| Share Options (under Share Option Schemes of the Issuer) | Share Options (under Share Option Schemes of the Issuer) | Share Options (under Share Option Schemes of the Issuer) | Share Options (under Share Option Schemes of the Issuer) | Share Options (under Share Option Schemes of the Issuer) | Share Options (under Share Option Schemes of the Issuer) | ||||
|---|---|---|---|---|---|---|---|---|---|
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement duringthe month | No. of new shares of issuer issued during the month pursuant thereto Nil N/A N/A |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||||||
| Granted | Exercised | Cancelled | Lapsed | ||||||
| 1.N/A (/ /) shares (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) Nil |
|||||||||
For Main Board and GEM listed issuers
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Currency of nominal value Nominal value at close of precedingmonth Exercised during the month |
Nominal value at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|---|
| 1. N/A | |||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A |
|||||||
| (/ / | ) | ||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
|||||||
| (/ / | ) | ||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
|||||||
| (/ / | ) | ||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
|||||||
| (/ / | ) | ||||||
For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month |
Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|---|
| 1. N/A | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
||||||||
| (/ /) | ||||||||
For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
than under Share Option Schemes) |
than under Share Option Schemes) |
||
|---|---|---|---|
| Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. 2. 3. |
On 28 March 2017, as a result of the occurrence of the Triggering Event, a notice was issued by the Company (the ‘‘Notice’’) to each Participating Bondholder indicating that the Company would settle the CVRs in full on the settlement date (the ‘‘Settlement Date’’) at the face value recorded on each CVR certificate by the issue of new shares of the Company (the ‘‘CVR Shares’’). In accordance with the terms of the CVRs, 64,131,037 CVR Shares were issued to and distributed among the Participating Bondholders on the Settlement Date (i.e. 30 April 2017). Please refer to the Company’s announcement dated1 May2017for furtherdetails. |
64,131,037 64,131,037 N/A N/A |
NIL |
| (16/05/2016 ) | |||
| Ordinary shares_(Note 1)_ | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| Total D. (Ordinary shares) | |||
| (Preference shares) | |||
| (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
| Other Movements in Issued Share Capital | |||
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. Rights issue At price: State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) ( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A | N/A |
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||||
| 5. Scrip dividend At price :State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
__ ( / / ) ( / / ) |
N/A | N/A | |
| 6. Repurchase of shares |
Class of shares repurchased_(Note 1)_ Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A | |
| 7. Redemption of shares |
Class of shares redeemed_(Note 1)_ Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
__ ( / / ) ( / / ) |
N/A |
N/A | |
| 8. Consideration issueAt price: State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) AGM approval date: (dd/mm/yyyy) |
__ ( / / ) ( / / ) |
N/A |
N/A |
| For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers |
|---|---|---|---|---|
| Type of Issue No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||||
| 9. Capital reorganisation Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) __ ( / / ) ( / / ) |
N/A |
N/A | ||
| 10. Other At price: State currency Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) ( / / ) ( / / ) |
N/A |
N/A | ||
| Total E. (Ordinary shares) N/A (Preference shares)N/A (Other class)N/A |
||||
| N/A | ||||
| N/A | ||||
| Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1) | 64,131,037 |
|---|---|---|
| (2) | N/A | |
| Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | N/A | |
| Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | N/A | |
| (Thesefigures should be the same as the relevantfigures under II above(“Movements in IssuedShareCapital”).) |
For Main Board and GEM listed issuers
Remark (if any)
Submitted by: Cao Xinyi Title: Company Secretary (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.