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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2024
Feb 6, 2024
32130_dirs_2024-02-06_bcd8f8b2-c796-463a-b698-ec90962a3c6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2024-02-03
Reporting Person: Novack David F (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-03 | Common Stock | M | 17500 | — | Acquired | 21889 | Direct |
| 2024-02-05 | Common Stock | F | 6688 | $12.79 | Disposed | 15201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-03 | Restricted Stock Unit | $ | M | 17500 | Disposed | Common Stock (17500) | Direct |
Footnotes
F1: Code M: Exercise or conversion of derivative security
F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F3: Includes 1,202 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2023.
F4: Code F: Payment of exercise price or tax liability by delivering or withholding securities
F5: Shares withheld by Dynavax Technologies Corporation to satisfy tax withholding requirements on vesting of restricted stock units.