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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2024
Feb 20, 2024
32130_dirs_2024-02-20_e8f0cbed-15b5-46a4-889f-2e5ebf53fca1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2024-02-15
Reporting Person: Burgess Justin (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-16 | Common Stock | M | 6667 | — | Acquired | 15803 | Direct |
| 2024-02-16 | Common Stock | F | 2378 | $12.41 | Disposed | 13425 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-16 | Restricted Stock Unit | $ | M | 6667 | Disposed | Common Stock (6667) | Direct | |
| 2024-02-15 | Stock Options (Right to Buy) | $12.48 | A | 13500 | Acquired | 2031-02-15 | Common Stock (13500) | Direct |
| 2024-02-15 | Restricted Stock Unit | $ | A | 21900 | Acquired | Common Stock (21900) | Direct |
Footnotes
F1: Code M: Exercise or conversion of derivative security
F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 16, 2023.
F3: Code F: Payment of exercise price or tax liability by delivering or withholding securities
F4: Shares withheld by Dynavax Technologies Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F5: Code A: Grant, award or other acquisition
F6: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of
February 15, 2024, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F7: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual
anniversary of February 15, 2024.