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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2024
Apr 5, 2024
32130_dirs_2024-04-05_ce26992b-6b42-4f2f-b318-09cfae26967c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2024-03-29
Reporting Person: Slebir John L (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10085 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.29 | 2028-06-27 | Common Stock (300000) | Direct | |
| Stock Options (Right to Buy) | $12.74 | 2029-02-09 | Common Stock (80000) | Direct | |
| Restricted Stock Unit | $ | Common Stock (14000) | Direct | ||
| Stock Options (Right to Buy) | $11.12 | 2030-02-15 | Common Stock (88000) | Direct | |
| Stock Options (Right to Buy) | $12.48 | 2031-02-14 | Common Stock (70000) | Direct | |
| Restricted Stock Unit | $ | Common Stock (50000) | Direct |
Footnotes
F1: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of June 28, 2021, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 10, 2022, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F3: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022.
F4: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F5: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 15, 2024, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F6: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 15, 2024.