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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2023
Feb 21, 2023
32130_dirs_2023-02-21_b3baea20-2726-4594-aca7-083500aca984.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2023-02-16
Reporting Person: Burgess Justin (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-15 | Common Stock | A | 145 | $10.29 | Acquired | 3999 | Direct |
| 2023-02-15 | Common Stock | A | 122 | $9.73 | Acquired | 4121 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-16 | Restricted Stock Unit | $ | A | 20000 | Acquired | Common Stock (20000) | Direct | |
| 2023-02-16 | Stock Option (Right to Buy) | $11.12 | A | 13000 | Acquired | 2030-02-15 | Common Stock (13000) | Direct |
Footnotes
F1: Includes 145 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2022
F2: Includes 122 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2023
F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 16, 2023
F4: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.