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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2023

Feb 21, 2023

32130_dirs_2023-02-21_b3baea20-2726-4594-aca7-083500aca984.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2023-02-16

Reporting Person: Burgess Justin (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-15 Common Stock A 145 $10.29 Acquired 3999 Direct
2023-02-15 Common Stock A 122 $9.73 Acquired 4121 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-16 Restricted Stock Unit $ A 20000 Acquired Common Stock (20000) Direct
2023-02-16 Stock Option (Right to Buy) $11.12 A 13000 Acquired 2030-02-15 Common Stock (13000) Direct

Footnotes

F1: Includes 145 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2022

F2: Includes 122 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2023

F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 16, 2023

F4: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.