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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2023

Mar 1, 2023

32130_dirs_2023-03-01_b4f07e08-72b5-4036-b719-c107da0228df.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2023-02-27

Reporting Person: Janssen Robert (SVP and CMO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-27 Common Stock M 6250 Acquired 42767 Direct
2023-02-27 Common Stock F 2014 $10.36 Disposed 40753 Direct
2023-02-27 Common Stock M 10000 Acquired 50753 Direct
2023-02-27 Common Stock F 3381 $10.36 Disposed 47372 Direct
2023-02-27 Common Stock M 4334 Acquired 51706 Direct
2023-02-27 Common Stock F 1781 $10.36 Disposed 49925 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-27 Restricted Stock Unit $ M 10000 Disposed Common Stock (10000) Direct
2023-02-27 Restricted Stock Unit $ M 4334 Disposed Common Stock (4334) Direct

Footnotes

F1: Each RSU represents a contingent right to receive one share of common stock. These RSUs vested upon Issuer's achievement of a certain performance condition.

F2: The reporting person is reporting the withholding by Dynavax Technologies Corporation of 2,014 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023

F3: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.

F4: The reporting person is reporting the withholding by Dynavax Technologies Corporation of 3,381 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023

F5: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022

F6: The reporting person is reporting the withholding by Dynavax Technologies Corporation of 1,781 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023