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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2023
Mar 1, 2023
32130_dirs_2023-03-01_8936fb24-061d-4682-8ff3-52def9110de4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2023-02-27
Reporting Person: Burgess Justin (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-27 | Common Stock | M | 3166 | — | Acquired | 7287 | Direct |
| 2023-02-27 | Common Stock | S | 1294 | $10.39 | Disposed | 5993 | Direct |
| 2023-02-27 | Common Stock | S | 1872 | $10.39 | Disposed | 4121 | Direct |
| 2023-02-27 | Common Stock | M | 6667 | — | Acquired | 10788 | Direct |
| 2023-02-27 | Common Stock | S | 2717 | $10.39 | Disposed | 8071 | Direct |
| 2023-02-27 | Common Stock | S | 3950 | $10.39 | Disposed | 4121 | Direct |
| 2023-02-27 | Common Stock | M | 8417 | — | Acquired | 12538 | Direct |
| 2023-02-27 | Common Stock | S | 3017 | $10.39 | Disposed | 9521 | Direct |
| 2023-02-27 | Common Stock | S | 5400 | $10.39 | Disposed | 4121 | Direct |
| 2023-02-27 | Common Stock | S | 4121 | $10.32 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-27 | Restricted Stock Unit | $ | M | 3166 | Disposed | Common Stock (3166) | Direct | |
| 2023-02-27 | Restricted Stock Unit | $ | M | 6667 | Disposed | Common Stock (6667) | Direct | |
| 2023-02-27 | Restricted Stock Unit | $ | M | 8417 | Disposed | Commont Stock (8417) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020
F2: The reporting person is reporting the sale of 1,294 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023
F3: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022
F4: The reporting person is reporting the sale of 2,717 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023
F5: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F6: The reporting person is reporting the sale of 3,017 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 27, 2023