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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2023
Nov 7, 2023
32130_dirs_2023-11-07_d1856b70-9d32-4b50-ad25-f4edf5c32a3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2023-11-03
Reporting Person: Novack David F (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-03 | Common Stock | M | 20000 | $5.42 | Acquired | 23187 | Direct |
| 2023-11-03 | Common Stock | S | 20000 | $15.00 | Disposed | 3187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-03 | Stock Option (Right to Buy) | $5.42 | M | 20000 | Disposed | 2027-02-11 | Common Stock (20000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on May 5, 2023.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 12, 2020, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.
F3: Not applicable.
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