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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2022

Feb 14, 2022

32130_dirs_2022-02-14_ad0a78ec-8ca7-4199-b7f7-c1063c92af02.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2022-02-10

Reporting Person: Novack David F (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-10 Common Stock M 52500 Acquired 96566 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-10 Restricted Stock Unit $ M 52500 Acquired Common Stock (52500) Direct
2022-02-10 Stock Option (Right to Buy) $12.74 A 150000 Acquired 2029-02-09 Common Stock (150000) Direct
2022-02-10 Restricted Stock Unit $ A 26500 Acquired Common Stock (26500) Direct

Footnotes

F1: The RSUs vest upon Issuer's common stock achieving a specified price per share for a specified period.

F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 10, 2022, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.

F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022