AI assistant
DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2022
Feb 14, 2022
32130_dirs_2022-02-14_ad0a78ec-8ca7-4199-b7f7-c1063c92af02.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2022-02-10
Reporting Person: Novack David F (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-10 | Common Stock | M | 52500 | — | Acquired | 96566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-10 | Restricted Stock Unit | $ | M | 52500 | Acquired | Common Stock (52500) | Direct | |
| 2022-02-10 | Stock Option (Right to Buy) | $12.74 | A | 150000 | Acquired | 2029-02-09 | Common Stock (150000) | Direct |
| 2022-02-10 | Restricted Stock Unit | $ | A | 26500 | Acquired | Common Stock (26500) | Direct |
Footnotes
F1: The RSUs vest upon Issuer's common stock achieving a specified price per share for a specified period.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 10, 2022, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022