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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2022
Mar 4, 2022
32130_dirs_2022-03-04_3eb0e63d-acbb-49ad-9436-9f935ec9de59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2022-03-02
Reporting Person: Burgess Justin (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-15 | Common Stock | A | 133 | $10.29 | Acquired | 3854 | Direct |
| 2022-03-02 | Common Stock | M | 3906 | — | Acquired | 7760 | Direct |
| 2022-03-03 | Common Stock | S | 3906 | $10.58 | Disposed | 3854 | Direct |
| 2022-03-02 | Common Stock | M | 8417 | — | Acquired | 12271 | Direct |
| 2022-03-03 | Common Stock | S | 8417 | $10.58 | Disposed | 3854 | Direct |
| 2022-03-02 | Common Stock | M | 3167 | — | Acquired | 7021 | Direct |
| 2022-03-03 | Common Stock | S | 3167 | $10.58 | Disposed | 3854 | Direct |
| 2022-03-02 | Common Stock | M | 6000 | — | Acquired | 9854 | Direct |
| 2022-03-03 | Common Stock | S | 6000 | $10.58 | Disposed | 3854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-02 | Restricted Stock Unit | $ | M | 3906 | Disposed | Common Stock (3906) | Direct | |
| 2022-03-02 | Restricted Stock Unit | $ | M | 8417 | Disposed | Common Stock (8417) | Direct | |
| 2022-03-02 | Restricted Stock Unit | $ | M | 3167 | Disposed | Common Stock (3167) | Direct | |
| 2022-03-02 | Restricted Stock Unit | $ | M | 6000 | Disposed | Common Stock (6000) | Direct |
Footnotes
F1: Includes 133 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F3: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F4: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020.
F5: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on the second anniversary of February 26, 2020.