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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2022
Mar 4, 2022
32130_dirs_2022-03-04_62d0d3bd-7694-4470-9038-be971e28dae2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2022-03-02
Reporting Person: Novack David F (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-15 | Common Stock | A | 1009 | $10.29 | Acquired | 97575 | Direct |
| 2022-03-02 | Common Stock | M | 17500 | — | Acquired | 115075 | Direct |
| 2022-03-03 | Common Stock | S | 10783 | $10.57 | Disposed | 104292 | Direct |
| 2022-03-03 | Common Stock | S | 31079 | $10.57 | Disposed | 73213 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-02 | Restricted Stock Unit | $ | M | 17500 | Acquired | Common Stock (17500) | Direct |
Footnotes
F1: Includes 1,009 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual
anniversary of February 3, 2021.
F3: The reporting person is reporting the sale of 10,783 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.
F4: The reporting person is reporting the sale of 31,079 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.