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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2021

Feb 5, 2021

32130_dirs_2021-02-05_84276dd0-a84c-4891-b693-58eae3107e9b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2021-02-03

Reporting Person: Janssen Robert (Senior Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-03 Restricted Stock Unit $ A 30000 Acquired Common Stock (30000) Direct
2021-02-03 Stock Option (Right to Buy) $9.41 A 85000 Acquired 2028-02-02 Common Stock (85000) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021

F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 3, 2021, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.