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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2021
Feb 23, 2021
32130_dirs_2021-02-23_bd6ad578-fe8d-47b6-9905-fa8189de9c9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2021-02-22
Reporting Person: Spencer Ryan (Director, CEO and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-22 | Common Stock | A | 1519 | $3.39 | Acquired | 59578 | Direct |
| 2021-02-22 | Common Stock | M | 20833 | — | Acquired | 80411 | Direct |
| 2021-02-22 | Common Stock | F | 10791 | $9.60 | Disposed | 69620 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-22 | Restricted Stock Unit | $ | M | 20833 | Disposed | Common Stock (20833) | Direct |
Footnotes
F1: Includes 1,519 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 12, 2021.
F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F3: The reporting person is reporting the withholding by Dynavax Technologies Corporation of 10,791 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 22, 2021.