DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2021

Aug 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2021-08-23

Reporting Person: Phillips Peggy V (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-23	Common Stock	M	4166	$4.50	Acquired	27733	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-23	Warrant (Right to Buy)	$4.50	M	4166	Disposed	2022-02-12	Common Stock (4166)	Direct

Footnotes

F1: Total shares held adjusted to reflect that reporting person previously transferred 6,901 shares of common stock to her ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by her ex-spouse.

F2: Warrants were issued in connection with a financing transaction dated August 12, 2019 and were immediately exercisable upon issuance and have an expiration date of February 12, 2022.

F3: Not applicable