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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2021
Sep 3, 2021
32130_dirs_2021-09-03_1de4d976-fb5d-4df3-a11a-781cfc79e3c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2021-09-01
Reporting Person: Burgess Justin (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 20000 | $3.81 | Acquired | 23721 | Direct |
| 2021-09-01 | Common Stock | S | 20000 | $20.00 | Disposed | 3721 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Stock Option (Right to Buy) | $3.81 | M | 20000 | Disposed | 2026-06-13 | Common Stock (20000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 11, 2021.
F2: All shares were sold at $20.00.
F3: All of the shares subject to the option vested and become fully-exercisable on August 13, 2020.
F4: Not applicable.
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