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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2021

Dec 14, 2021

32130_dirs_2021-12-14_f6e97c49-edbb-469a-965c-c8ff6b660735.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2021-12-10

Reporting Person: Sun Elaine D (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-10 Restricted Stock Unit $ A 10714 Acquired Common Stock (10714) Direct
2021-12-10 Stock Option (Right to Buy) $13.33 A 45000 Acquired 2028-12-09 Common Stock (45000) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of December 10, 2021, provided that Reporting Person continues to provide services to the Company through each vesting date. The release of RSU shares will be mandatorily deferred until the Reporting Person no longer provides services to the Company.

F2: This option grant vests over three years with 1/3 vesting on each annual anniversary of December 10, 2021, provided that Reporting Person continues to provide services to the Company through each vesting date.