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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2020
Feb 14, 2020
32130_dirs_2020-02-14_2ba9cf7b-52de-487b-97cc-cc9da9ae4b24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2020-02-12
Reporting Person: OSTRACH MICHAEL S (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-12 | Common Stock | M | 22000 | — | Acquired | 153604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-12 | Stock Option (Right to Buy) | $5.42 | A | 105000 | Acquired | 2027-02-11 | Common Stock (105000) | Direct |
| 2020-02-12 | Restricted Stock Unit | $ | M | 22000 | Acquired | Common Stock (22000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 12, 2020.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option
vesting on the last day of each month thereafter.
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