DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2020

Feb 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2020-02-22

Reporting Person: Spencer Ryan (Director, CEO and Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-22	Common Stock	M	6375	—	Acquired	35707	Direct
2020-02-22	Common Stock	M	20834	—	Acquired	56541	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-22	Restricted Stock Unit	$	M	6375	Disposed		Common Stock (6375)	Direct
2020-02-22	Restricted Stock Unit	$	M	20834	Disposed		Common Stock (20834)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2020.

F2: Includes 1,215 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 14, 2020.

F3: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.