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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2020
May 15, 2020
32130_dirs_2020-05-15_9b331a42-efc9-4491-a5ca-457dc6a32aae.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2020-05-15
Reporting Person: Burgess Justin (Principal Accounting Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.10 | 2022-10-08 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $16.70 | 2024-02-05 | Common Stock (1800) | Direct | |
| Stock Option (Right to Buy) | $16.00 | 2025-02-08 | Common Stock (5000) | Direct | |
| Stock Option (Right to Buy) | $3.81 | 2026-06-13 | Common Stock (20000) | Direct | |
| Stock Option (Right to Buy) | $5.42 | 2027-02-11 | Common Stock (13000) | Direct | |
| Restricted Stock Unit | $ | Common Stock (2839) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (7812) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (9500) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (6000) | Direct |
Footnotes
F1: The shares subject to the option are fully vested and exercisable
F2: All of the shares subject to the option will vest and become fully-exercisable on August 13, 2020.
F3: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 12, 2020, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F4: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of March 1, 2018.
F5: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F6: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020.
F7: Each RSU represents a contingent right to receive one share of common stock. All of the RSUs will vest on February 26, 2022.