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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2019

Feb 22, 2019

32130_dirs_2019-02-22_fe039c5a-82ff-4bb9-9eb6-e6b67554ca5e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-02-22

Reporting Person: Gray Eddie (Director, CEO and Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-22 Common Stock M 75000 Acquired 233934 Direct
2019-02-22 Common Stock M 37000 Acquired 270934 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-22 Restricted Stock Unit $ M 75000 Disposed 2024-02-21 Common Stock (0) Direct
2019-02-22 Restricted Stock Unit $ M 37000 Disposed 2024-02-21 Common Stock (37000) Direct
2019-02-22 Stock Option (Right to Buy) $10.47 A 280000 Acquired 2026-02-21 Common Stock (280000) Direct
2019-02-22 Restricted Stock Unit $ A 70000 Acquired 2026-02-21 Common Stock (70000) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019.

F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.

F3: Each RSU represents a right to receive one share of common stock. These RSUs vested upon completion of certain performance conditions.