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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2019
Feb 22, 2019
32130_dirs_2019-02-22_ba1a0d36-7ca0-4de1-9deb-5948c51a8438.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-02-22
Reporting Person: Novack David F (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common Stock | M | 45263 | — | Acquired | 67755 | Direct |
| 2019-02-22 | Common Stock | M | 8500 | — | Acquired | 76255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-22 | Restricted Stock Unit | $ | M | 45263 | Disposed | 2024-02-21 | Common Stock (45263) | Direct |
| 2019-02-22 | Restricted Stock Unit | $ | M | 8500 | Disposed | 2024-02-21 | Common Stock (8500) | Direct |
| 2019-02-22 | Stock Option (Right to Buy) | $10.47 | A | 104000 | Acquired | 2026-02-21 | Common Stock (104000) | Direct |
| 2019-02-22 | Restricted Stock Unit | $ | A | 26000 | Acquired | 2026-02-21 | Common Stock (26000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.
F3: Each RSU represents a right to receive one share of common stock. These RSUs vested upon completion of certain performance conditions.