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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2019
Feb 22, 2019
32130_dirs_2019-02-22_cb44af95-0003-45a4-87c1-4b6d18cc8ad9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-02-22
Reporting Person: OSTRACH MICHAEL S (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common Stock | M | 49804 | — | Acquired | 126358 | Direct |
| 2019-02-22 | Common Stock | M | 8500 | — | Acquired | 134858 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-22 | Restricted Stock Unit | $ | M | 49804 | Disposed | 2024-02-21 | Common Stock (49804) | Direct |
| 2019-02-22 | Restricted Stock Unit | $ | M | 8500 | Disposed | 2024-02-21 | Common Stock (8500) | Direct |
| 2019-02-22 | Stock Option (Right to Buy) | $10.47 | A | 88000 | Acquired | 2026-02-21 | Common Stock (88000) | Direct |
| 2019-02-22 | Restricted Stock Unit | $ | A | 22000 | Acquired | 2026-02-21 | Common Stock (22000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.
F3: Each RSU represents a right to receive one share of common stock. These RSUs vested upon completion of certain performance conditions.