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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2019
Feb 22, 2019
32130_dirs_2019-02-22_2ab5ba90-0565-4614-ac50-aeb8ad5551de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-02-22
Reporting Person: Johnson David Louis (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common Stock | M | 9703 | — | Acquired | 51536 | Direct |
| 2019-02-22 | Common Stock | M | 6375 | — | Acquired | 57911 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-22 | Restricted Stock Unit | $ | M | 9703 | Disposed | 2024-02-21 | Common Stock (9703) | Direct |
| 2019-02-22 | Restricted Stock Unit | $ | M | 6375 | Disposed | 2024-02-21 | Common Stock (6375) | Direct |
| 2019-02-22 | Restricted Stock Unit | $ | A | 46875 | Acquired | 2026-02-21 | Common Stock (46875) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019.
F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
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