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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2019
Mar 1, 2019
32130_dirs_2019-03-01_5c6b6c4c-8064-42f2-96d3-44972ef4650c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-02-28
Reporting Person: OSTRACH MICHAEL S (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | F | 18249 | $9.04 | Disposed | 121581 | Direct |
| 2019-02-28 | Common Stock | F | 3115 | $9.04 | Disposed | 118466 | Direct |
| 2019-02-28 | Common Stock | M | 1875 | $5.40 | Acquired | 120341 | Direct |
| 2019-02-28 | Common Stock | M | 1875 | $5.40 | Acquired | 122216 | Direct |
| 2019-02-28 | Common Stock | S | 3750 | $9.25 | Disposed | 118466 | Direct |
| 2019-02-28 | Common Stock | S | 31694 | $8.90 | Disposed | 86772 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Stock Option (Right to Buy) | $5.40 | M | 1875 | Disposed | 2019-03-09 | Common Stock (1875) | Direct |
| 2019-02-28 | Stock Option (Right to Buy) | $5.40 | M | 1875 | Disposed | 2019-03-09 | Common Stock (1875) | Direct |
Footnotes
F1: The reporting person is reporting the sale of 18,249 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 28, 2019.
F2: The reporting person is reporting the sale of 3,115 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 28, 2019.
F3: Not applicable
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