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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2019

Mar 1, 2019

32130_dirs_2019-03-01_5c6b6c4c-8064-42f2-96d3-44972ef4650c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-02-28

Reporting Person: OSTRACH MICHAEL S (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-28 Common Stock F 18249 $9.04 Disposed 121581 Direct
2019-02-28 Common Stock F 3115 $9.04 Disposed 118466 Direct
2019-02-28 Common Stock M 1875 $5.40 Acquired 120341 Direct
2019-02-28 Common Stock M 1875 $5.40 Acquired 122216 Direct
2019-02-28 Common Stock S 3750 $9.25 Disposed 118466 Direct
2019-02-28 Common Stock S 31694 $8.90 Disposed 86772 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-28 Stock Option (Right to Buy) $5.40 M 1875 Disposed 2019-03-09 Common Stock (1875) Direct
2019-02-28 Stock Option (Right to Buy) $5.40 M 1875 Disposed 2019-03-09 Common Stock (1875) Direct

Footnotes

F1: The reporting person is reporting the sale of 18,249 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 28, 2019.

F2: The reporting person is reporting the sale of 3,115 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 28, 2019.

F3: Not applicable