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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2019
May 31, 2019
32130_dirs_2019-05-31_872ba0bd-29c2-4542-ae96-35735c90274b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2019-05-21
Reporting Person: Spencer Ryan (Co-President and Senior VP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20707 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $14.80 | 2020-02-24 | Common Stock (1500) | Direct | |
| Stock Option (Right to Buy) | $31.40 | 2021-01-05 | Common Stock (4500) | Direct | |
| Stock Option (Right to Buy) | $36.80 | 2022-01-31 | Common Stock (4500) | Direct | |
| Stock Option (Right to Buy) | $42.60 | 2022-10-21 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $30.60 | 2023-02-05 | Common Stock (5250) | Direct | |
| Stock Option (Right to Buy) | $16.70 | 2024-02-05 | Common Stock (3500) | Direct | |
| Stock Option (Right to Buy) | $16.00 | 2025-02-08 | Common Stock (9500) | Direct | |
| Stock Option (Right to Buy) | $30.49 | 2025-09-09 | Common Stock (2000) | Direct | |
| Restricted Stock Unit | $ | Common Stock (1562) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (6375) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (4875) | Direct | ||
| Stock Option (Right to Buy) | $16.45 | 2025-01-31 | Common Stock (56000) | Direct | |
| Restricted Stock Unit | $ | Common Stock (62500) | Direct |
Footnotes
F1: The shares subject to the option are fully vested and exercisable
F2: This option grant will vest over four (4) years with one fourth (1/4) of the shares subject to the option vesting twelve months after the grant date of September 10, 2015, and one forty-eighth (1/48) of the shares subject to the option vesting each month thereafter.
F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over four years with 1/4 vesting on each annual anniversary of February 5, 2016.
F4: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2017.
F5: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over two years with 1/2 vesting on each annual anniversary of June 2, 2017.
F6: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 1, 2018, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F7: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.