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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2018
Feb 5, 2018
32130_dirs_2018-02-05_632d4a7d-873f-4970-9a3f-f834a97b215d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2018-02-01
Reporting Person: Johnson David Louis (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-05 | Common Stock | M | 4688 | $0.00 | Acquired | 9406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-01 | Stock Option (Right to Buy) | $16.45 | A | 56000 | Acquired | 2025-01-31 | Common Stock (56000) | Direct |
| 2018-02-05 | Restricted Stock Unit | $ | M | 4688 | Acquired | 2026-02-04 | Common Stock (4688) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of common stock.
F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.
F3: This equity grant will vest over four (4) years with one fourth (1/4) of the shares subject to vesting twelve months after the grant date, and one forty-eighth (1/48) of the shares subject to the grant vesting on the last day of each month thereafter.