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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2018

Feb 5, 2018

32130_dirs_2018-02-05_632d4a7d-873f-4970-9a3f-f834a97b215d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2018-02-01

Reporting Person: Johnson David Louis (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-05 Common Stock M 4688 $0.00 Acquired 9406 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-01 Stock Option (Right to Buy) $16.45 A 56000 Acquired 2025-01-31 Common Stock (56000) Direct
2018-02-05 Restricted Stock Unit $ M 4688 Acquired 2026-02-04 Common Stock (4688) Direct

Footnotes

F1: Each restricted stock unit represents a right to receive one share of common stock.

F2: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.

F3: This equity grant will vest over four (4) years with one fourth (1/4) of the shares subject to vesting twelve months after the grant date, and one forty-eighth (1/48) of the shares subject to the grant vesting on the last day of each month thereafter.