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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2018

Feb 23, 2018

32130_dirs_2018-02-23_88fc4d26-567c-43d2-8aa3-5b3bc67d4732.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2018-02-22

Reporting Person: Gray Eddie (Director, CEO and Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-22 Common Stock M 75000 Acquired 110573 Direct
2018-02-22 Common Stock M 37000 Acquired 147573 Direct
2018-02-22 Common Stock M 27750 Acquired 175323 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-22 Restricted Stock Unit $ M 75000 Disposed 2024-02-21 Common Stock (75000) Direct
2018-02-22 Restricted Stock Unit $ M 37000 Disposed 2024-02-21 Common Stock (37000) Direct
2018-02-22 Restricted Stock Unit $ M 27750 Disposed 2024-03-30 Common Stock (27750) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over two years with 50% vesting on each annual anniversary of February 22, 2017.

F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2017.

F3: Each restricted stock unit ("RSU") represents a contingent right. These RSUs vested upon completion of certain performance conditions.