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DYNAVAX TECHNOLOGIES CORP Director's Dealing 2018

Mar 15, 2018

32130_dirs_2018-03-15_899508ec-d002-4091-9fe6-0a2307c9fba7.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2018-02-22

Reporting Person: Novack David F (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-22 Common Stock M 45264 Acquired 59438 Direct
2018-02-22 Common Stock M 8500 Acquired 67938 Direct
2018-02-22 Common Stock M 6375 Acquired 74313 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-22 Restricted Stock Unit $ M 45264 Disposed 2024-02-21 Common Stock (45264) Direct
2018-02-22 Restricted Stock Unit $ M 8500 Disposed 2024-02-21 Common Stock (8500) Direct
2018-02-22 Restricted Stock Unit $ M 6375 Disposed 2024-03-30 Common Stock (6375) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over two years with 50% vesting on each annual anniversary of February 22, 2017.

F2: Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2017.

F3: Each restricted stock unit ("RSU") represents a contingent right. These RSUs vested upon completion of certain performance conditions.