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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2017
Mar 15, 2017
32130_dirs_2017-03-15_60df7cf5-16f4-4b93-b4ac-9e2d455721b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2017-03-14
Reporting Person: OSTRACH MICHAEL S (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock | M | 10000 | $0.00 | Acquired | 18772 | Direct |
| 2017-03-14 | Common Stock | F | 4126 | $5.75 | Disposed | 14646 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Restricted Stock Unit | $ | M | 10000 | Disposed | 2024-03-13 | Common Stock (10000) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of common stock.
F2: The reporting person is reporting the withholding by Dynavax Technologies Corporation of 4,126 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 14, 2017.
F3: Represents the conversion upon vesting of restricted stock awards into common stock. The reporting person was granted 10,000 restricted stock units on March 11, 2014 which vested on March 14, 2017. Such restricted stock units were previously reported in Table I on a Form 4 filed with the Securities and Exchange Commission on March 13, 2014.