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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2012
Oct 4, 2012
32130_dirs_2012-10-04_be4020f3-a0f3-4e7b-8108-4c4fc78fc1e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2012-10-03
Reporting Person: TUCK STEPHEN F (VP, Global Technical Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-03 | Common Stock | M | 75000 | — | Acquired | 108333 | Direct |
| 2012-10-03 | Common Stock | F | 27510 | $4.81 | Disposed | 80823 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-03 | Restricted Stock Unit | $ | M | 75000 | Disposed | 2020-11-11 | Common Stock (75000) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: The restricted stock unit award was granted on November 12, 2010 and vested upon the completion of a performance goal achieved on September 28, 2012.
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