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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2012
Oct 9, 2012
32130_dirs_2012-10-09_4d19368a-0c37-43c2-9d66-e01c2260b72c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2012-10-05
Reporting Person: COFFMAN ROBERT (Chief Scientific Officer & VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Stock Option | M | 2251 | $1.50 | Acquired | 43576 | Direct |
| 2012-10-05 | Common Stock | F | 695 | $4.86 | Disposed | 42881 | Direct |
| 2012-10-05 | Common Stock | S | 1556 | $4.86 | Disposed | 41325 | Direct |
| 2012-10-05 | Common Stock | S | 3111 | $4.96 | Disposed | 0 | Indirect |
| 2012-10-05 | Common Stock | S | 3333 | $4.96 | Disposed | 37992 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | Stock Option | $1.50 | M | 2251 | Disposed | 2013-01-22 | Common Stock (2251) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
F2: Not applicable.
F3: Represents shares held by Robert Coffman and Susan Coffman.
F4: Shares being exercised pursuant to options vested.
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