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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2012
Nov 7, 2012
32130_dirs_2012-11-07_d08f33ef-371f-45e6-907a-746bee5a4789.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2012-11-06
Reporting Person: COFFMAN ROBERT (Chief Scientific Officer & VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-06 | Stock Option | M | 8000 | $1.5 | Acquired | 27926 | Direct |
| 2012-11-06 | Common Stock | S | 8000 | $4.31 | Disposed | 19926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-06 | Stock Option | $1.50 | M | 8000 | Disposed | 2013-01-21 | Common Stock (8000) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2012.
F2: This Stock Option was granted on January 22, 2003 with an expiration of January 21, 2013 and vested over a four-year period after the date of the grant.
F3: Not applicable.
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