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Dynatrace, Inc. — Director's Dealing 2023
Feb 4, 2023
30410_dirs_2023-02-03_647a1649-2a14-4b81-b56b-a72eb23f3bab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2023-02-03
Reporting Person: Pace Stephen J. (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-03 | Common Stock | S | 2730 | $45.7477 | Disposed | 130360 | Direct |
| 2023-02-03 | Common Stock | S | 5120 | $46.2859 | Disposed | 125240 | Direct |
| 2023-02-03 | Common Stock | M | 39530 | $16 | Acquired | 164770 | Direct |
| 2023-02-03 | Common Stock | S | 11149 | $45.7068 | Disposed | 153621 | Direct |
| 2023-02-03 | Common Stock | S | 28381 | $46.2706 | Disposed | 125240 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-03 | Stock Option (Right to Buy) | $16.0 | M | 39530 | Disposed | 2029-07-31 | Common Stock (39530.0) | Direct |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022.
F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.03 to $46.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The number of securities reported reflects the acquisition on December 5, 2022 of 1 share of Dynatrace, Inc. common stock pursuant to the Dynatrace Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of May 31, 2022 through December 5, 2022.
F4: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.075 to $46.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022.
F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.00 to $46.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8: Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.