DYADIC INTERNATIONAL INC

Regulatory Filings • Jan 20, 2017

144 1 form144.htm FORM 144 Dyadic International Inc.: Form 144 - Filed by newsfilecorp.com

UNITED STATES					OMB APPROVAL
SECURITIES AND EXCHANGE
COMMISSION					OMB Number:
3235-0101
Washington, D.C. 20549					Expires: May 31, 201 7
FORM 144					Estimated average burden hours per
response 1.00
NOTICE OF PROPOSED SALE OF SECURITIES					SEC USE ONLY
PURSUANT TO RULE 144 UNDER THE
SECURITIES ACT OF 1933					DOCUMENT SEQUENCE NO.
ATTENTION: Transmit
for filing 3 copies of this form concurrently with either placing an order
with a broker to execute sale or executing a sale directly with a
market maker.					CUSIP NUMBER
1 (a) NAME OF ISSUER (Please type or print)		(b) IRS IDENT. NO.	(c) S.E.C. FILE NO.		WORK LOCATION
Dyadic International Inc.		65-0645993	26745T-101
1 (d) ADDRESS
OF ISSUER	STREET	CITY	STATE	ZIP CODE	(e) TELEPHONE NO.
140 Intracoastal Pointe Dr. Ste 404		Jupiter	Florida	33477	AREA CODE	NUMBER
					561	743-8333
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE
SECURITIES ARE TO BE SOLD			RELATIONSHIP TO ISSUER	(c) ADDRESS STREET	CITY	STATE	ZIP
CODE
Pinnacle Family Office Investments, L.P.			10% Stockholder	5910
North Central Expressway, Suite 1475	Dallas	Texas	75206

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3 (a)	(b)	SEC USE ONLY	(c)	(d)	(e)	(f)	(g)
Title of the Class of Securities To Be Sold	Name and Address of Each Broker
Through Whom the Securities are to be Offered or Each Market
Maker who is Acquiring the Securities	Broker-Dealer File Number	Number of Shares or Other
Units To Be Sold (See instr. 3(c))	Aggregate Market Value (See instr. 3(d))	Number of Shares or Other
Units Outstanding (See instr. 3(e))	Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.)	Name of Each Securities Exchange (See instr. 3(g))
Common Stock	- none -	-	2,363,590	$3,639,928.60	34,170,060	01/20/2017	OTC

| (a) | Name of issuer | (a) — (b) | Title of the class of securities to be Sold — Name and address of each broker through whom the
securities are intended to be sold |
| --- | --- | --- | --- |
| (b) | Issuer’s I.R.S. Identification Number | (c) | Number of shares or other units to be sold (if debt
securities, give the aggregate face amount) |
| (c) | Issuer’s S.E.C. file number, if any | (d) | Aggregate market value of the securities to be sold as of
a specified date within 10 days prior to the filing of this notice |
| (d) | Issuer’s address, including zip code | (e) | Number of shares or other units of the class outstanding,
or if debt securities the face amount thereof outstanding, as shown |
| (e) | Issuer’s telephone number, including area code | | by the most recent report or statement published by the
issuer |
| | | (f) | Approximate date on which the securities are to be sold |
| | | (g) | Name of each securities exchange, If any, on
which the securities are interested to be
sold. |

| 2. | Name of persons whose account the
securities are to be sold |
| --- | --- |
| (b) | Such person’s relationship to the
issuer (e.g., officer, director, 10% stockholder, or member of immediate
family of any of the foregoing) |
| (c) | Such person’s address, including
zip code |

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

| Title of the Class | Date you Acquired | Nature of Acquisition
Transaction | Name of Person from Whom
Acquired (If gift, also give date donor acquired) | Amount of Securities Acquired | Date of Payment | Nature of Payment |
| --- | --- | --- | --- | --- | --- | --- |
| Common Stock Common Stock Common Stock | 12/31/15 12/30/16 12/31/15 | Conversion of Convertible Note (and
interest) dated March 5, 2015 Cashless exercise of Warrant document 12/31/2015 Conversion of Convertible Note (and interest) dated August 23, 2010 | Dyadic International Inc. Dyadic International Inc. Dyadic International Inc. | 1,601,884 59,430 702,276 | 3/5/15 12/31/15 8/23/10 | wire payment no payment wire payment |

INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller
- None -

REMARKS:
INSTRUCTIONS: See the definition of “person”
in paragraph (a) of Rule 144. Information is to be given not only as to
the person for whose account the securities are to be sold but also as to
all other persons included in that definition. In addition, information
shall be given as to sales by all persons whose sales are required by
paragraph (e) of Rule 144 to be aggregated with sales for the account of
the person filing this notice.	ATTENTION: The person for whose account the
securities to which this notice relates are to be sold hereby
represents by signing this notice that he does not know any material
adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been
publicly disclosed. If such person has adopted a written trading
plan or given trading instructions to satisfy Rule 10b5-1 under the
Exchange Act, by signing the form and indicating the date that the plan
was adopted or the instruction given, that person makes such
representation as of the plan adoption or instruction date.

1/20/2017	“Barry M. Kitt”
DATE
OF
NOTICE	(SIGNATURE)
DATE OF PLAN ADOPTION OR
GIVING OF INSTRUCTION,	The notice shall be signed by the person
for whose account the securities are to be sold. At least one copy
IF RELYING ON RULE 10B5-1	of the notice shall be manually signed.Any
copies not manually signed shall bear typed or printed	signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)