AI assistant
DXP ENTERPRISES INC — Director's Dealing 2017
Apr 6, 2017
31719_dirs_2017-04-06_84022ce5-0027-41a0-a769-a93194879496.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2017-03-28
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-28 | DXP Common Stock | A | 14541 | $32.07 | Acquired | 1358211 | Direct |
| 2017-03-31 | DXP Common Stock | M | 2921 | $37.87 | Acquired | 1361132 | Direct |
| 2017-04-05 | DXP Common Stock | G | 750 | $36.82 | Disposed | 1360382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-31 | DXP Restricted Stock Units | $0.00 | M | 3000 | Disposed | DXP Common Stock (3000) | Direct | |
| 2017-03-31 | DXP Restricted Stock Units | $0.00 | M | 1000 | Disposed | DXP Common Stock (1000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0 | DXP Common Stock (4000) | 4000 | Direct | |
| DXP Restricted Stock Units | $0.00 | DXP Common Stock (51000) | 51000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2014 - 9,000 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2015 - 3,000 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date August 9, 2016 - 51,000 shares]