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DXP ENTERPRISES INC — Director's Dealing 2016
Jan 4, 2016
31719_dirs_2016-01-04_80975200-092a-4c3e-9478-43ccb0a2c48d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2015-12-21
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-21 | DXP Common Stock | G | 4000 | $24.17 | Disposed | 1391351 | Direct |
| 2015-12-29 | DXP Common Stock | G | 5600 | $23.15 | Disposed | 1385751 | Direct |
| 2015-12-31 | DXP Common Stock | P | 10000 | $22.90 | Acquired | 1395751 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0 | DXP Common Stock (4000) | 8000 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (3124) | 3123 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (3000) | 6000 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (3000) | 3000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2013 - 9,371 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2014 - 9,000 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2015 - 3,000 shares]