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DXP ENTERPRISES INC — Director's Dealing 2016
Apr 1, 2016
31719_dirs_2016-04-01_5c154945-f5e2-40d0-8d44-1f09e42bcc6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2016-03-30
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-30 | DXP Common Stock | S | 20300 | $18.47 | Disposed | 1375451 | Direct |
| 2016-03-31 | DXP Common Stock | S | 29700 | $17.68 | Disposed | 1345751 | Direct |
| 2016-03-31 | DXP Common Stock | M | 5199 | $17.56 | Acquired | 1350950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-31 | DXP Restricted Stock Units | $0.00 | M | 3123 | Disposed | DXP Common Stock (3123) | Direct | |
| 2016-03-31 | DXP Restricted Stock Units | $0.00 | M | 3000 | Disposed | DXP Common Stock (3000) | Direct | |
| 2016-03-31 | DXP Restricted Stock Units | $0.00 | M | 1000 | Disposed | DXP Common Stock (1000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0 | DXP Common Stock (4000) | 8000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2013 - 9,371 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2014 - 9,000 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2015 - 3,000 shares]