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DXP ENTERPRISES INC — Director's Dealing 2016
Nov 2, 2016
31719_dirs_2016-11-02_3b236711-66aa-40b5-8cfe-6e3f62390c56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2016-10-24
Reporting Person: LITTLE DAVID R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-24 | DXP Common Stock | M | 4000 | $20.36 | Acquired | 1354950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-24 | DXP Restricted Stock Units | $0 | M | 4000 | Acquired | DXP Common Stock (4000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0 | DXP Common Stock (3000) | 3000 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (1000) | 2000 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (51000) | 51000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2014 - 9,000 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2015 - 3,000 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date August 9, 2016 - 51,000 shares]