AI assistant
DXP ENTERPRISES INC — Director's Dealing 2016
Dec 14, 2016
31719_dirs_2016-12-14_74238244-1418-4467-abfe-ec5638bb1d20.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2016-12-12
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | DXP Common Stock | G | 11280 | $37.88 | Disposed | 1343670 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0 | DXP Common Stock (4000) | 4000 | Direct | |
| DXP Restricted Stock Units | $0.00 | DXP Common Stock (3000) | 3000 | Direct | |
| DXP Restricted Stock Units | $0.00 | DXP Common Stock (1000) | 2000 | Direct | |
| DXP Restricted Stock Units | $0.00 | DXP Common Stock (51000) | 51000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2014 - 9,000 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2015 - 3,000 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date August 9, 2016 - 51,000 shares]