AI assistant
DXP ENTERPRISES INC — Director's Dealing 2014
Oct 30, 2014
31719_dirs_2014-10-30_a9676c4c-80a6-4ba8-aee7-317d5e056386.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2014-10-24
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-24 | DXP Common Stock | M | 4000 | — | Acquired | 1398423 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-24 | DXP Restricted Stock Units | $0.0 | M | 4000 | Disposed | DXP Common Stock (4000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0 | DXP Common Stock (3832) | 3832 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (3124) | 6247 | Direct | |
| DXP Restricted Stock Units | $0 | DXP Common Stock (9000) | 9000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2012 - 11,496 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2013 - 9,371 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2014 - 9,000 shares]