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DXP ENTERPRISES INC — Director's Dealing 2013
Apr 3, 2013
31719_dirs_2013-04-03_a6431b39-efad-4d8b-a288-daf3cffc02fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2013-03-31
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-31 | DXP Common Stock | M | 867 | $0.0 | Acquired | 1391944 | Direct |
| 2013-03-31 | DXP Common Stock | M | 3832 | $0.0 | Acquired | 1395776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-31 | DXP Restricted Stock Units | $0.0 | M | 867 | Disposed | DXP Common Stock (866) | Direct | |
| 2013-03-31 | DXP Restricted Stock Units | $0.0 | M | 3832 | Disposed | DXP Common Stock (3832) | Direct | |
| 2013-03-31 | DXP Restricted Stock Units | $0.0 | A | 9371 | Acquired | DXP Common Stock (9371) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| DXP Restricted Stock Units | $0.0 | DXP Common Stock (4000) | 20000 | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant, October 24, 2008.
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2011 - 2,600 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2012 - 11,496 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. Grant date 03/31/2013 - 9,371 shares]