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DXP ENTERPRISES INC — Director's Dealing 2013
Nov 4, 2013
31719_dirs_2013-11-04_e72db505-9a20-412a-bc61-e6e801394743.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DXP ENTERPRISES INC (DXPE)
CIK: 0001020710
Period of Report: 2013-10-24
Reporting Person: LITTLE DAVID R (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-24 | DXP Common Stock | M | 4000 | $0.0 | Acquired | 1399776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-24 | DXP Restricted Stock Units | $0.0 | M | 4000 | Disposed | DXP Common Stock (4000) | Direct | |
| 2013-03-31 | DXP Restricted Stock Units | $0.0 | M | 867 | Disposed | DXP Common Stock (866) | Direct | |
| 2013-03-31 | DXP Restricted Stock Units | $0.0 | M | 3832 | Disposed | DXP Common Stock (3832) | Direct | |
| 2013-03-31 | DXP Restricted Stock Units | $0.0 | A | 9371 | Acquired | DXP Common Stock (9371) | Direct |
Footnotes
F1: The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
F2: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2011 - 2,600 shares]
F3: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date March 31, 2012 - 11,496 shares]
F4: The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant date 03/31/2013 - 9,371 shares]