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Dutch Bros Inc. — Director's Dealing 2021
Sep 16, 2021
30691_dirs_2021-09-15_19264631-c6a2-4899-96ab-5a15f3448071.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Dutch Bros Inc. (BROS)
CIK: 0001866581
Period of Report: 2021-09-14
Reporting Person: DM Individual Aggregator, LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9817 | Direct |
| Class B Common Stock | 27284105 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Units | $ | Class A Common Stock (27284105) | Direct |
Footnotes
F1: Represents Class A Common Units of Dutch Mafia, LLC, the operating company of Issuer. Class A Common Units, together with an equal number of shares of Class B Common Stock, neither of which have an expiration, are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock shall be canceled by the Issuer.
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