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Dutch Bros Inc. — Director's Dealing 2021
Oct 8, 2021
30691_dirs_2021-10-07_4fdffcbd-a526-46a9-81b6-578dd9c4b5df.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Dutch Bros Inc. (BROS)
CIK: 0001866581
Period of Report: 2021-09-17
Reporting Person: Graham John Patrick (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-17 | Class A Common Stock | M | 436929 | — | Acquired | 436929 | Direct |
| 2021-09-17 | Class A Common Stock | F | 181903 | $43.55 | Disposed | 255026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-17 | Restricted Stock Units | $ | A | 873857 | Acquired | Class A Common (873857) | Direct | |
| 2021-09-17 | Restricted Stock Units | $ | M | 436929 | Disposed | Class A Common (436929) | Direct |
Footnotes
F1: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
F2: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.
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