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Dutch Bros Inc. — Director's Dealing 2021
Dec 17, 2021
30691_dirs_2021-12-17_5d9ec107-7dc1-4c77-865c-4d2ad6a59818.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dutch Bros Inc. (BROS)
CIK: 0001866581
Period of Report: 2021-12-17
Reporting Person: Broader Shelley G. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Class A Common | M | 1087 | — | Acquired | 1087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-17 | Restricted Stock Units | $ | M | 1087 | Disposed | Class A Common (1087.0) | Direct |
Footnotes
F1: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
F2: The reporting person received an award of restricted stock units with 25% vesting on December 17, 2021 and 25% shall vest every 3 months thereafter until vested in full on September 17, 2022.
F3: If the Reporting Person's employment is terminated for any reason before an applicable vesting date, all restricted stock units that have not yet vested shall be forfeited without consideration, except in the change of control severance agreement and any other agreements regarding equity vesting between the Reporting Person and Issuer, which agreements or form agreements are filed with the SEC.