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DUOS TECHNOLOGIES GROUP, INC. — Director's Dealing 2024
May 1, 2024
33877_dirs_2024-05-01_777b1faf-4607-4a23-85c7-46d1ca58185b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DUOS TECHNOLOGIES GROUP, INC. (DUOT)
CIK: 0001396536
Period of Report: 2024-04-29
Reporting Person: Goldfarb Adrian Graham (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 10079 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Shares of Common Stock | $6.00 | 2025-04-01 | Common Stock, $0.001 par value (18929) | Direct | |
| Options to Purchase Shares of Common Stock | $4.74 | 2025-04-01 | Common Stock, $0.001 par value (18929) | Direct | |
| Options to Purchase Shares of Common Stock | $6.41 | 2027-01-01 | Common Stock, $0.001 par value (75000) | Direct | |
| Options to Purchase Shares of Common Stock | $4.22 | 2028-04-01 | Common Stock, $0.001 par value (28417) | Direct |
Footnotes
F1: These options were granted on April 1, 2020. Options to purchase 9,465 shares of Common Stock vested and became exercisable on January 1, 2021, and options to purchase 9,464 shares of Common Stock vested and became exercisable on January 1, 2022.
F2: These options were granted on January 1, 2022. As of the date hereof, options to purchase 50,002 shares of Common Stock have vested and are exercisable. The remaining options will vest and become exercisable on January 1, 2025.
F3: These options were granted on April 1, 2023. As of the date hereof, options to purchase 9,473 shares have vested and are exercisable. One-half of the remaining options will vest and become exercisable on April 1, 2025, and the other half will vest and become exercisable on April 1, 2026.